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Disclaimer
This site is designed for U.S. residents only. Financial professionals may only conduct business with residents of the states for which they are properly registered and through affiliates through whom they are appropriately registered, licensed and approved to conduct business. Not all of the products and services highlighted are available in every state or to all investors. Investors should read a prospectus, private placement memorandum and other applicable disclosure documents before investing money. Investments in the market have risk and can lose money.
Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value. Investors should carefully consider the investment objectives, risks, charges and expenses of each fund. This and other important information is contained in each fund's prospectus and summary prospectus, which can be obtained from a financial professional and should be read carefully before investing. Securities offered through Parsonex Securities, Inc. or Parsonex Capital Markets, LLC Member FINRA / SIPC. 8310 S. Valley Highway, Suite 110, Englewood, CO 80112, 303-662-8700.
Mutual funds, variable annuities, and employer sponsored retirement plans are offered through Parsonex Securities. Private placements, oil and gas offerings and other alternative investments are offered through Parsonex Capital Markets. Advisory services are offered through Parsonex Advisory Services, Inc. and E. Magnus Oppenheim & Co., Inc.
SIPC Coverage
Parsonex Securities, Inc. is a member firm of the Securities Investor Protection Corporation (SIPC). Membership provides account protection up to a maximum of $500,000 per client, of which $250,000 may be claims for cash.
The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.
For more information or to view an explanatory brochure, please visit http://www.sipc.org/.
Business Continuity Plan Summary
Parsonex Securities, Inc. and its affiliates are committed to providing timely service to our customers. We recognize the importance of preparing for various disaster scenarios that could affect our ability to provide service. Our firm’s policy is to respond to a Significant Business Disruption by safeguarding employees’ lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, protecting all of the firm’s books and records, and allowing our customers to transact business.
Parsonex Securities, Inc. has a business continuity plan (BCP) to allow Parsonex Securities to continue serving clients and provide them with access to their funds and securities in the event of a disaster. If the Parsonex Securities corporate office is damaged or otherwise inaccessible as a result of a disaster, Parsonex Securities associates affected by such event would work from alternate locations controlled by Parsonex Securities.
In the event of a significant business disruption, information about the status of your account(s) and access to your funds and securities can be obtained by contacting your financial professional or Parsonex Securities’ corporate office at 303.662.8700.
Please be aware that, while we have detailed plans in place, we cannot guarantee that we will be successful in achieving recovery in the times noted in our plan. For example, we may not be able to implement a plan during a disaster as quickly as we expect, or there may be disasters that we have been unable to anticipate and for which we have no plan. Additionally, if parts of our plan are dependent upon third parties, we will have no control over the success or failure of the third party to respond appropriately to the challenges posed at the time of the disaster. Our continuity plans are periodically updated and modified. Updated plan summaries will be made available at Parsonex Securities’ website www.parsonex.com/disclosures or by submitting a written request.